Legal

Disclosures

Important information about our regulatory status, our conflicts of interest, and the filings that describe our services and fees.

Regulatory status

Elevate Wealth LLC is an investment adviser registered with the State of California (CRD #338405). Being registered as an investment adviser does not imply a certain level of skill or training. Information about Elevate Wealth LLC is available on the Investment Adviser Public Disclosure (IAPD) website at adviserinfo.sec.gov (search CRD #338405).

Nature of services & fees

A description of our advisory services and fees appears on our Services page and, in full, in our Form ADV Part 2A. Fees are negotiable, and lower fees for comparable services may be available from other sources.

Testimonials & endorsements

This website does not contain client testimonials, endorsements, ratings, or third-party reviews. Any such materials would be published only if and when they comply with applicable California advertising rules and the firm’s compliance policies.

Conflicts of interest

Robert Duncan is also a licensed insurance agent through Duncan Funding Partners and may receive commissions on insurance products he sells. This is a conflict of interest. Clients are under no obligation to purchase insurance or other products through Mr. Duncan and may engage any agent of their choosing. Additional conflicts of interest, and the ways in which they are addressed, are described in our Form ADV.

Not legal or tax advice

Elevate Wealth LLC does not provide legal or tax advice and does not prepare legal documents. Information on this website is general in nature, is not individualized investment advice, and should not be relied upon as such. Consult your qualified attorney or tax professional regarding your specific situation.

Third-party links

This website may link to third-party websites, including our scheduling provider. Elevate Wealth LLC is not responsible for the content or privacy practices of third-party sites.

Form ADV & regulatory filings

Our Form ADV Part 2A (Disclosure Brochure) and Part 2B (Brochure Supplement) are available below and through the Investment Adviser Public Disclosure system.

Privacy

Our Privacy Policy describes how we collect, use, and protect your personal information.

Questions

For questions about these disclosures, contact us at 858-205-4236 or rob@elevatewealthria.com.